Routing Fees

Route

Stocks

Routing Fee

 Other Fees

 

AUTO

Free*

+ * Regulatory (SEC and Finra TAF Fee on Sell Transactions, See below)

 

ARCA

$0.005 per share

+ * Regulatory (SEC and Finra TAF Fee on Sell Transactions, See below)

 

BATS

$0.005 per share

+ * Regulatory (SEC and Finra TAF Fee on Sell Transactions, See below)  

NSDQ

$0.005 per share

+ * Regulatory (SEC and Finra TAF Fee on Sell Transactions, See below)

 

OPTIONS

 

 

 

LIQSWEEP

Free*

+*OCC/ORF,  Exchange & Regulatory Fees

 

ISE

Free*

+*OCC/ORF,  Exchange & Regulatory Fees

 

CBOE

Free*

+*OCC/ORF,  Exchange & Regulatory Fees

 

Other Option Routes

Free*

+*OCC/ORF,  Exchange & Regulatory Fees

 

 

Proprietary Product Exchange Fees

$SPX,$SPXW, $VIX

$RUT,RUTW

$NDX,DJX

$OEX, $XEO

 

 

+.45 cents per contract

+.18 cents per contract

+.18 cents per contract

+.40 cents per contract

 

 

**Routing fees are subject to change without prior notice. If necessary, we reserve the right to debit your account for any venue, routing, or exchange fees based on vendor changes in routing rates. We reserve the right to mark up or adjust any routing fees at our sole discretion. Clients trading on our per trade or per share rate plans are not eligible to receive rebates unless agreed to in writing by management. There may be other routes available that are not listed here, which may charge a fee. You should always call and check the fee on any route before using it.

Regulatory and Exchange Fees




Regulatory Fees

 

Multiplier

 Description

SEC Sec. 31 Fee (Stocks)
 

($0.0000218)

 Multiply this amount by the  principal amount sold.

FINRA TAF Fee (Stocks)

($0.000119) 

Covers sales of exchange  registered securities whenever executed. Multiply this amount by the number of shares sold. $5.95 Maximum. For Options multiply by .002  per contract.

ORF Fee (Options)

($0.0427)

 Per U.S exchange listed option contract

There is a Section 31 regulatory fee of $0.0000218 of the total dollar amount of securities sold. This fee is assessed for all SELL orders and is added to any total commissions charged. (as of February 2016)

There is a FINRA TAF Fee $0.000119 per share of securities sold with a maximum of $5.95 per trade. This fee is assessed on all SELL orders and $0.0002 per option contract and is added to any total commission charged.
 

Options Clearing Corporation

OCC Fees  

(Click here for  pass through rates)

per option contract

Low Priced Securities

For share prices less than $1.00, 30 basis points times the total trade value will be charged. Stocks priced under $1.00 are subject to different routing charges.

 

 

 

 

 
       

For share prices less than $1.00, 30 basis points times the total trade value will be charged.

 

SEC Rule 606 Disclosure

The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ECNs) and other market centers. Certain market centers offer credits (deemed payment for order flow) for orders that provide liquidity and may charge access fees for orders that take liquidity. In some cases, the credits offered by a market center may exceed the charges assessed, such that a market center may make a payment to ViewTrade Securities in relation to orders directed to such market center. In addition, ViewTrade Securities routes orders to broker dealers who are market makers in securities. ** Click for Routing Report Pursuant to SEC Rule 606

 

Type Per Transaction

Stocks/ETFs

$4.95 trade

Options $4.95 trade + as low as $.35 per contract
Platform Fee Included
Demo Account Free Trial Demo

Mutual Funds/Bonds

 $25 per transaction

Margin Rate

7.25%

ACH Funding  Free
Broker Assisted Trades  $39.95 per trade

 

*OptionsRoute® is a Division of ViewTrade Securities, Members FINRA and SIPCFINRA Brokercheck for Viewtrade Securities. As a member of the Securities Investor Protection Corporation (SIPC), funds are available to meet customer claims up to a ceiling of $500,000, including a maximum of $250,000 for cash claims. For additional information regarding SIPC coverage, including a brochure, please contact SIPC at (202) 371-8300 or visit www.sipc.org. Our Clearing firm has purchased an additional insurance policy through a group of London Underwriters (with Lloyd's of London Syndicates as the Lead Underwriter) to supplement SIPC protection. This additional insurance policy becomes available to customers in the event that SIPC limits are exhausted and provides protection for securities and cash up to an aggregate of $600 million. This is provided to pay amounts in addition to those returned in a SIPC liquidation. This additional insurance policy is limited to a combined return to any customer from a Trustee, SIPC and London Underwriters of $150 million, including cash of up to $2.15 million. Similar to SIPC protection, this additional insurance does not protect against a loss in the market value of securities.

 

System response, trade executions and account access may be affected by market conditions, system performance, quote delays and other factors. The risk of loss in electronic trading can be substantial. You should therefore consider whether such trading is suitable for you in light of your financial resources and circumstances.  * Commission rates are negotiated. You may qualify for rates shown based on your activity. Other fees and conditions may apply, please see our commissions and routing fees. Global Trading - Global Trading Broker -  Options Broker -  Options Trading - Online Stock Trading - Online Broker - Day Trading Account - Wireless Mobile Trading - Direct Access Trading - Direct Access Broker - Low Trade Fees - Low Trade Commissions - Low Commission Broker - Low Cost Trading - Active Trading - Online Investing - Autotrading - Autotrading Options - Autotrading Newsletters - Automated Trading Broker - Online Trading

 

 

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