Account Fees
Type Cost
Returned Check $25
Stop Payment within 10 days $25
Certificate Deposit Fee $75
Certificate Transfer Agent Fee $35
Certificate DTC Fees $44
Certificate Review Fee $400
DWAC or DRS Review Fee $400
IRA Annual Maintenance Fee $35
IRA Set-up Fee $25
IRA Termination Fee $20
Voluntary Corporate Actions $20
ACAT - Outgoing $50
Wire-Domestic $25
Wire-Foreign $50
Wire-Pre-Pay (before settlement) $20
Overnight Mail $20
Inactivity Fee - Quarterly (if under 15 trades) $30

 

* There is an FINRA TAF fee 0.000119 per share of securities sold with a maximum of $5.95 per trade. This fee is assessed for all SELL orders and is added to any total commissions charged. (as of 7/1/2012)
* Any hard to borrow short locate fees will be passed onto the client, these fees will vary.
* Certificate, DWAC and DRS deposits and transfers may incur substantially higher fees based on various factors that are not listed on this page.
* Clients who do not elect to receive their confirmations and statements electronically will be charged $4 per confirmation and $10 per statement that is physically mailed. If clients request these documents to be sent electronically by email, then there is no fee for that delivery.
* Clients cannot trade any foreign stocks trading is U.S. dollars. These stocks are generally 5 letter stock symbols ending in F. If a client does trade a foreign stock ending in F, there will be a $50 foreign stock charge per symbol per day. There will also be interest of 6 basis points annualized on these stocks based on the total position dollar value.
* Trading non-DTC eligible securities will incur additional settlement fees including; a DTC PROC fee $75, DTC TRF fee $80 and shipping fee $40 (when necessary). There will also be a NYW fee and a TRF AGENT fee, which will vary and may be substantial.
* All clients of our firm in aggregate cannot trade in excess of 10% of the previous 20 business day average trading volume of any stock on any day regardless of the stock's price. In addition, for stocks trading below $1 per share, clients cannot ever trade more than 25% of the current day's trading volume. There also cannot at anytime ever be more than 5,000,000 shares of any one stock settling during any 3 business day settlement period for our entire firm. If a client trades in excess of these restrictions, then their accounts will be subject to fees and interest charges and possible buy in or sell out of the violating position during the 3-day settlement period of those trades. There will be a $300 fee for any trade that is in violation of this policy. The interest charges will then be assessed on an illiquidity requirement imposed on the clearing firm, which could be many times the value of the trade. The interest rates charged to clients who violate these restrictions will be a minimum overnight rate of 15% of the illiquidity requirement. These are only guideline amounts and lower trading volumes can also trigger illiquid charges, which will be passed through as well. Repeated violations of this policy will result in the account being closed.
* The fee information listed here is for informational purposes only. These fees are subject to change at anytime and those changes may not be accurately reflected on this page. This is only a partial list of additional fees.

 

 
 
 

 

Type Per Transaction

Stocks/ETFs

$4.95 trade

Options $4.95 trade + as low as $.35 per contract
Platform Fee Included
Demo Account Free Trial Demo

Mutual Funds/Bonds

 $25 per transaction

Margin Rate

7.25%

ACH Funding  Free
Broker Assisted Trades  $39.95 per trade

 

*OptionsRoute® is a Division of ViewTrade Securities, Members FINRA and SIPCFINRA Brokercheck for Viewtrade Securities. As a member of the Securities Investor Protection Corporation (SIPC), funds are available to meet customer claims up to a ceiling of $500,000, including a maximum of $250,000 for cash claims. For additional information regarding SIPC coverage, including a brochure, please contact SIPC at (202) 371-8300 or visit www.sipc.org. Our Clearing firm has purchased an additional insurance policy through a group of London Underwriters (with Lloyd's of London Syndicates as the Lead Underwriter) to supplement SIPC protection. This additional insurance policy becomes available to customers in the event that SIPC limits are exhausted and provides protection for securities and cash up to an aggregate of $600 million. This is provided to pay amounts in addition to those returned in a SIPC liquidation. This additional insurance policy is limited to a combined return to any customer from a Trustee, SIPC and London Underwriters of $150 million, including cash of up to $2.15 million. Similar to SIPC protection, this additional insurance does not protect against a loss in the market value of securities.

 

System response, trade executions and account access may be affected by market conditions, system performance, quote delays and other factors. The risk of loss in electronic trading can be substantial. You should therefore consider whether such trading is suitable for you in light of your financial resources and circumstances.  * Commission rates are negotiated. You may qualify for rates shown based on your activity. Other fees and conditions may apply, please see our commissions and routing fees. Global Trading - Global Trading Broker -  Options Broker -  Options Trading - Online Stock Trading - Online Broker - Day Trading Account - Wireless Mobile Trading - Direct Access Trading - Direct Access Broker - Low Trade Fees - Low Trade Commissions - Low Commission Broker - Low Cost Trading - Active Trading - Online Investing - Autotrading - Autotrading Options - Autotrading Newsletters - Automated Trading Broker - Online Trading

 

 

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