Account Fees

Type

Cost

Returned Check

$25

Stop Payment within 10 days

$25

Certificate Deposit Fee

$75

Certificate Transfer Agent Fee

$35

Certificate DTC Fees

$44

Certificate Review Fee

$400

DWAC or DRS Review Fee

$400

IRA Annual Maintenance Fee

$35

IRA Set-up Fee

$25

IRA Termination Fee

$20

Voluntary Corporate Actions

$20

ACAT - Outgoing

$50

Wire-Domestic

$25

Wire-Foreign

$50

Wire-Pre-Pay
(before settlement)

$20

Overnight Mail

$20

Inactivity Fee - Quarterly (if under 15 trades)

$30

   
 * Any hard to borrow short locate fees will be passed onto the client, these fees will vary.
 * Certificate, DWAC and DRS deposits and transfers may incur substantially higher fees based on various factors that are not listed on this page.
 * Clients who do not elect to receive their confirmations and statements electronically will be charged $2 per confirmation and $5 per statement that is physically mailed. If clients request these documents to be sent electronically by email, then there is no fee for that delivery.
 * Clients cannot trade any foreign stocks trading is U.S. dollars. These stocks are generally 5 letter stock symbols ending in F. If a client does trade a foreign stock ending in F, there will be a $50 foreign stock charge per symbol per day. There will also be interest of 6 basis points annualized on these stocks based on the total position dollar value.
 * Trading non-DTC eligible securities will incur additional settlement fees including; a DTC PROC fee $75, DTC TRF fee $80 and shipping fee $40 (when necessary). There will also be a NYW fee and a TRF AGENT fee, which will vary and may be substantial.
 * All clients of our firm in aggregate cannot trade in excess of 10% of the previous 20 business day average trading volume of any stock on any day regardless of the stock's price. In addition, for stocks trading below $1 per share, clients cannot ever trade more than 25% of the current day's trading volume. There also cannot at anytime ever be more than 5,000,000 shares of any one stock settling during any 3 business day settlement period for our entire firm. If a client trades in excess of these restrictions, then their accounts will be subject to fees and interest charges and possible buy in or sell out of the violating position during the 3-day settlement period of those trades. There will be a $300 fee for any trade that is in violation of this policy. The interest charges will then be assessed on an illiquidity requirement imposed on the clearing firm, which could be many times the value of the trade. The interest rates charged to clients who violate these restrictions will be a minimum overnight rate of 15% of the illiquidity requirement. These are only guideline amounts and lower trading volumes can also trigger illiquid charges, which will be passed through as well. Repeated violations of this policy will result in the account being closed.
 * The fee information listed here is for informational purposes only. These fees are subject to change at anytime and those changes may not be accurately reflected on this page. This is only a partial list of additional fees.

 

 
 
 

 


Terms of Commission Free Options Trading
* Commission free trading refers to $0 for No commission ticket charges on self-directed brokerage accounts that trade U.S. listed options.
Per Contract Fees starting @ .65 cents per contract and lower with volume.
* OCC, ORF, Regulatory and Exchange Fees are debited to customer account.
* SPX, VIX, RUT, NDX, DJX, NDX, OEX, and XEO CBOE Proprietary Exchange fees are debited to customer account.
* Click for Exchange, Routing, and Regulatory Fees.
* We reserve the right to debit your account for any venue, routing, or exchange fees without prior notice.
* Available for New Accounts and Incoming New Account Transfers.
* Individual, Entity (Corporate, LLC), and IRA Accounts are Eligible.

Terms of Use Disclaimer
Market Research, Options Tools and Opinions are Provided by Third Party Independent Providers.
Any opinion, recommendation or alert of any independent third-party provider is the sole opinion of the publisher and does not express the opinion of OptionsRoute. If you subscribe to and effect trades of any provider, you are choosing to do so at your own risk and discretion. OptionsRoute does not provide any financial or investment advice. OptionsRoute does not recommend or endorse any investment instruments or trading strategy. The material on this website is provided for informational and educational purposes only and shall not in any manner be considered a recommendation or endorsement of any strategy or investment. Any investment decision and/or strategy that you make or utilize, whether or not such decision or strategy derives from or relies upon material accessed or provided through this website, is done so at your sole discretion and your own risk. Before making any investment decisions, please consult additional sources of information and/or your legal or tax advisor.


OptionsRoute® is a Division of ViewTrade Securities, Members FINRA and SIPCFINRA Brokercheck for Viewtrade Securities. As a member of the Securities Investor Protection Corporation (SIPC), funds are available to meet customer claims up to a ceiling of $500,000, including a maximum of $250,000 for cash claims. For additional information regarding SIPC coverage, including a brochure, please contact SIPC at (202) 371-8300 or visit www.sipc.org. Our Clearing firm has purchased an additional insurance policy through a group of London Underwriters (with Lloyd's of London Syndicates as the Lead Underwriter) to supplement SIPC protection. This additional insurance policy becomes available to customers in the event that SIPC limits are exhausted and provides protection for securities and cash up to an aggregate of $600 million. This is provided to pay amounts in addition to those returned in a SIPC liquidation. This additional insurance policy is limited to a combined return to any customer from a Trustee, SIPC and London Underwriters of $150 million, including cash of up to $2.15 million. Similar to SIPC protection, this additional insurance does not protect against a loss in the market value of securities.

System response, trade executions and account access may be affected by market conditions, system performance, quote delays and other factors. The risk of loss in electronic trading can be substantial. You should therefore consider whether such trading is suitable for you in light of your financial resources and circumstances.  * Commission rates are negotiated. You may qualify for rates shown based on your activity. Other fees and conditions may apply, please see our commissions and routing fees.


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